Financial Agents Professional Liability

Financial Agents are facing increased regulatory scrutiny, heightened investor sensitivity, and more frequent accusations of professional negligence. TruStar’s Financial Agents Professional Liability programs are carefully designed to protect licensed financial professionals from the costly litigation and settlements that can result from these claims.

Available Capacity:

Up to $5,000,000 per Certificate.

Target Program Types:

  • Sponsored and Non-Sponsored structures for more than 50 agents
  • Registered agents who hold any combination of the LLQP, MFDA and IIROC licenses